Registered Broker-Dealer Settles Charges for Securities Related Violations
Rogue Broker-Dealer
Electronic Transaction Clearing (ETC), a registered broker-dealer headquartered in Los Angeles, California, agrees to settle various Securities and Exchange Commission charges. The charges...
High-Profile Insurance Case Sparks Controversy: Family Heritage Life Insurance Faces a $21 Million Suit...
(USA Herald) Cleveland, Ohio — In a stunning development that serves as a shocking reminder of the high-stakes, cut-throat world of insurance, a Texas-based...
The Cryptocurrency Con: Cryptocurrency Companies Accused of Scamming Consumers
Bitcoin, the most well-known cryptocurrency, shocked the nation as it lost almost 50% of its value on January 17, 2018. It fell below $10,000....
Arizona and New Mexico Auto Dealerships Charged by FTC with Falsifying Consumers’ Information on...
Four auto dealers operating in Arizona and New Mexico were charged by the Federal Trade Commission for an array of alleged illegal activities. The...
Russell Gross of Unicorn Health, owned by Patrick Horsman, sued for alleged 3.7M fraud
A lawsuit brought by plaintiff Remcoda, LLC, and defendants Ridge Hill Trading (PTY) LTD, Ataraxia Capital Partners PTY LTD, Russel Gross of Unicorn Health...
Alleged Microcap Fraudsters Charged by SEC in Market Manipulation Schemes
Unlawful Stock Sales — Pump, Dump and Run
The Securities and Exchange Commission charged a group of 10 corporate entities and 10 individuals for their...
Scam Artist Headed to Prison for Defrauding Concert Promoter
Bogus Connections to the Red Hot Chili Peppers
U.S. District Judge Jeffrey White sentenced Quincy Krashna to a 24-month prison sentence for his role in...
Behind the SEC’s Moves On ICOs
One of the biggest challenges we face in our times is that technology and marketing move much faster than the legal system’s ability to...
Alleged Fake Trading Accounts Scam Busted Up by SEC
Day Trading – Oldest Trick in the Book?
A pair of Michigan men were charged by the Securities and Exchange Commission with fraud for their...
SEC revokes registration of investment adviser engaged in $60 million securities fraud
The Securities and Exchange Commission (SEC) decided to revoke the registration of an investment adviser allegedly engaged in $60 million securities fraud.
In a lawsuit...
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Cloud Seeding: Torrential Rainstorm in Dubai
The arid landscape of the United Arab Emirates (UAE) was engulfed by a rainstorm. The deluge of rain transformed the countries parched deserts into...
