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Regulatory Actions

Regulatory Actions

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Financial Investigations

SEC orders these advisory firms, broker-dealers to return over $3 million to harmed investors

Marivic Cabural Summers -

November 16, 2020

SEC Order unregistered ICO

Financial Investigations

SEC Enforcement Division collected $1.26B penalties from unregistered ICOs in 2020

Dee Dulfo -

November 13, 2020

DOJ seizes $1 billion tied to Silk Road in largest crypto seizure ever

Financial Investigations

DOJ seizes $1 billion tied to Silk Road in largest crypto seizure ever

Jackie Allen -

November 7, 2020

DOJ will allow body-worn cameras for federal task force agents

Regulatory Actions

DOJ will allow body-worn cameras for federal task force agents

Colby McCoy -

October 30, 2020

Former Uber Exec. Fraser Robinson

Business

Ex Uber exec Fraser Robinson sued for allegedly stealing trade secrets to form a company backed by Jeff Bezos

Colby McCoy -

October 29, 2020

uBiome founders face fraud charges

Investigates

DOJ charges 60 people involve in $300 million nationwide telemarketing fraud scheme

Marivic Cabural Summers -

October 29, 2020

Tradenet training packages

Business

SEC charges Tradenet for Selling Unregistered Security-Based Swaps

Marivic Cabural Summers -

October 26, 2020

Facebook CEO Mark Zuckerberg

Business

FTC moving closer to decision on antitrust suit vs. Facebook

Dee Dulfo -

October 23, 2020

Business

Goldman Sachs settles probes into1MDB bribery scheme for over $2.9 billion

Marivic Cabural Summers -

October 23, 2020

America

DOJ reaches $8B settlement with OxyContin maker Purdue Pharma for opioid crisis role

Dee Dulfo -

October 22, 2020

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