Search Results for: "Ponzi scheme"
Regulatory Actions
August 3, 2020
SEC charges Victor Farias with defrauding first responders out $14M
On July 30, 2020, David Peavler, Regional Director of the SEC’s Fort Worth Office announced charges against San…
By – Jackie Allen
Investigates
April 22, 2019
CFTC Charges Forex Trading Firms Involve in $75 Million Fraud
The Commodity Futures Trading Commission (CFTC) filed a civil enforcement action against several foreign currency (forex) trading firms…
By – Marivic Cabural Summers
Financial Investigations
September 11, 2018
Alleged Fake Trading Accounts Scam Busted Up by SEC
Day Trading – Oldest Trick in the Book? A pair of Michigan men were charged by the Securities…
By – Peter Moreno