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March 3, 2026

Vanguard $19.5M settlement

America August 29, 2025

Vanguard to Pay $19.5M in SEC Settlement Over Conflict Disclosure Failures

Vanguard Advisers Inc. has agreed to a $19.5 million settlement with the U.S. Securities and Exchange Commission after the agency…

By Rihem Akkouche

America June 18, 2025

EXCLUSIVE: Grant Cardone’s 15% Investment Promises Face Major Legal Blow as Appeals Court Revives Class Action Lawsuit

Core Insights Unfiltered Reality: The Ninth Circuit Court of Appeals has overturned a lower court’s dismissal, reviving a class action…

By Samuel Lopez

America June 17, 2025

Grant Cardone’s 15% Investment Hype Faces Major Legal Reversal

Ninth Circuit Revives Class Action Lawsuit Over Alleged Misstatements, Misleading Projections, and Debt Deception in Cardone Capital Real Estate Offerings…

By Samuel Lopez

Gemini Confidentially Files For IPO

America June 6, 2025

Gemini Moves Toward IPO With Confidential SEC Filing

In a move cloaked in strategic secrecy but charged with industry-shaking potential, cryptocurrency exchange Gemini Space Station Inc. announced Friday…

By Rihem Akkouche

SEC Pauses Climate Regulation Litigation

America February 11, 2025

SEC Pauses Climate Regulation Litigation

In a move that could spell the end for a Biden-era climate disclosure rule, the U.S. Securities and Exchange Commission…

By Rihem Akkouche

Stock Market

America December 20, 2024

Former Biopharmaceutical Executive Pays $156K to Settle SEC Insider Trading Claims

A former biopharmaceutical executive has agreed to pay nearly $156,000 to resolve U.S. Securities and Exchange Commission (SEC) allegations that…

By Rochdi Rais

Securities and Exchange Commission vs Nasdaq

America December 20, 2024

SEC Wins $4.8M Judgment Against Investment Adviser Julie Anne Darrah in Fraud Case

The U.S. Securities and Exchange Commission (SEC) has achieved a major legal victory with a $4.8 million judgment against investment…

By Rochdi Rais

America December 20, 2024

Crypto Industry Group Urges SEC to Reset Relationship, Roll Back Troubling Proposals

The Digital Chamber, a prominent crypto industry group with ties to SEC chair nominee Paul Atkins, has called on the…

By Rochdi Rais

America December 20, 2024

AAR Corp. Agrees to $55 Million Settlement Over Bribery Allegations in Nepal and SA

AAR Corp. has reached an agreement to pay $55 million to resolve allegations from both the U.S. Securities and Exchange…

By Rochdi Rais

SEC

America December 8, 2024

SEC Sues Investment Advisor Over $1.4 Million Pump-and-Dump Scheme Involving BioVie Stock

The U.S. Securities and Exchange Commission (SEC) has filed a lawsuit against a subscription-based investment advisory company and its owner,…

By Rochdi Rais

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