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Tuesday, November 30, 2021
Interactive Brokers

Interactive Brokers to pay $38M to settle with U.S. regulators

Interactive Brokers, a registered broker-dealer, agreed to pay a total of $38 million in penalties to settle the charges filed by the Securities and...
Rialto Capital Management

Rialto Capital Management to pay $350K penalty to settle SEC charges

Rialto Capital Management, a registered investment management firm, agreed to a penalty of $350,000 to the Securities and Exchange Commission (SEC) to resolve the...
sec_logo_securities_and_exchange_commission

World Acceptance Corp to pay $21.7 million to settle SEC charges

World Acceptance Corporation (NASDAQ: WRLD), a consumer lender based in South Carolina, agreed to pay a total of $21.7 million to resolve the charges...
AbbVie hQ

AbbVie to pay $24 million to settle lawsuit over Humira marketing practices

AbbVie (NYSE: ABBV) agreed to pay $24 million to settle a lawsuit alleging that the biopharmaceutical company committed wrongdoings in connection with its marketing...

Humana sues St. Jude and Abbott Laboratories for faulty pacemakers

Humana has filed suit against St. Jude Medical, LLC and parent company Abbott Laboratories over faulty pacemakers once again after Abbott Laboratories escaped liability...
Pennsylvania AG Josh Shapiro

Shapiro stops another two medical supply companies from price gouging

Pennsylvania Attorney General Josh Shapiro stopped two medical supply companies from price gouging during the COVID-19 pandemic, which has already infected more than 4.9...
New York AG James

New York Attorney General files lawsuit to dissolve the NRA

New York Attorney General Letitia James filed a lawsuit to dissolve the National Rifle Association (NRA), the largest and most influential gun rights organization...
IIG Managing Partner pleads guilty to Ponzi-like scheme

FTC sues online sellers of PPE that falsely promise fast deliveries

The Federal Trade Commission (FTC) filed charges against three online sellers of face masks and other personal protective equipment (PPE) for making false promises...
Kodak

SEC investigating insider trading of Kodak, Sen. Warren calls for action  

The Securities and Exchange Commission (SEC) is investigating potential insider trading of shares of Eastman Kodak Company (NYSE: KODK) prior to the company’s announcement...
Pennsylvania AG Josh Shapiro

Shapiro bans Equitable Acceptance from refinancing student loan debt

Pennsylvania Attorney General Josh Shapiro permanently stopped the business operations of Equitable Acceptance, which he described as a predatory third-party financing company based in...

Must Read

Missouri Judge Stops Biden’s Vaccine Mandate for Healthcare Workers

Joe Biden's push for COVID vaccine mandates on Americans is facing historic levels of pushback. Business groups, religious bodies, and multiple states across the...