America February 3, 2026
Broker-Dealer Fined $750K Over Text Message Supervision Failures
A St. Louis-based brokerage firm has agreed to pay a steep penalty after regulators said it failed to police the…
America November 27, 2025
Robinhood to Acquire MIAXdx in Bid to Supercharge Prediction Markets
In a move reminiscent of a tech giant snatching up a fallen empire’s crown jewel, Robinhood Markets said Tuesday it…
America October 7, 2025
NYSE Invests $2B in Polymarket: Wall Street Meets the Future of Prediction Markets
In a bold fusion of Wall Street legacy and decentralized innovation, the parent company of the New York Stock Exchange…
America February 12, 2025
Trump Picks Quintenz To Lead CFTC
In a move that could redefine the future of crypto regulation, former CFTC commissioner Brian Quintenz has been tapped by…
America December 5, 2024
CFTC Hits Record $17.1 Billion in Enforcement Actions for Fiscal Year 2024
The Commodity Futures Trading Commission (CFTC) announced a record-breaking enforcement total of over $17.1 billion for fiscal year 2024, marking…
America August 29, 2024
Nasdaq $22M CFTC Fine Over Alleged Disclosure Failures
The U.S. Commodity Futures Trading Commission (CFTC) levied a $22 million fine against Nasdaq Futures Inc. (NFX) on Thursday, alleging…
America August 27, 2024
BNY Mellon to Pay $5 Million in Settlement Over Swap Reporting Failures
The Commodity Futures Trading Commission (CFTC) reached a 5 million-dollar settlement with Bank of New York Mellon (BNY) over claims…
America January 12, 2024
William Koo Ichioka Faces 4 Years Prison for Cryptocurrency Ponzi Scheme
In a courtroom spectacle akin to a high-stakes crypto rollercoaster, former investment manager William Koo Ichioka has been sentenced to…
Business May 31, 2022
Glencore to Pay Nearly $1.2B to Settle its Alleged Manipulative and Corrupt Practices
Glencore, an Anglo-Swiss multinational energy and commodities trading company, agreed to pay $1.18 billion to settle the allegations against it…
Business April 8, 2022
Fintech Investment Group, Compcoin to pay $1.8 million over fraudulent forex and digital asset scheme
Fintech Investment Group, Compcoin LLC, and its owner Alan Friedland were ordered to pay a total of $1.8 million for…
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