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March 29, 2026

Business November 19, 2021

McKinsey Affiliate MIO Partners to pay $18 million to settle compliance failure

MIO Partners, a subsidiary of McKinsey and a registered investment adviser, settled an enforcement action by the U.S. Securities and…

By Marivic Cabural Summers

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Financial Investigations May 27, 2020

Ares Management to pay $1 million to settle SEC charges over its compliance failures

Ares Management, a private equity firm based in Los Angeles, California agreed to pay $1 million to resolve the charges…

By Marivic Cabural Summers

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