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March 25, 2026

Financial Investigations June 20, 2018

Merrill Lynch Acknowledges Misleading Customers about Trading Venues

Misleading Customers The Securities and Exchange Commission charges Merrill Lynch, Pierce, Fenner & Smith with misleading customers about how it…

By Peter Moreno

Bank of America Merrill Lynch

Business March 25, 2018

Bank of America Merrill Lynch Settles Probe into its Electronic Trading Services for $42M

Bank of America Merrill Lynch reached an agreement with the New York Attorney General’s Office to settle the investigation into…

By Marivic Cabural Summers

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