This is not a one time offense for Hsu, as she has two other customer complaints listed on her BrokerCheck report. To illustrate, one complaint was dismissed and the other complaint is pending. Regarding the pending complaint, clients are seeking $1 million for allegations against Hsu. Evidently, Hsu advised the client to “purchase a failing and unprofitable business for her [own] personal gain.” Similarly, the victims also claim Hsu illegally borrowed money from them.
With this in mind, Hsu is out on bond and scheduled to stand trial this summer. Despite the arrest and serious allegations, Hsu maintains she is not guilty.
