Interactive Brokers to pay $38M to settle with U.S. regulators
Interactive Brokers, a registered broker-dealer, agreed to pay a total of $38 million in penalties to settle the charges filed by the Securities and Exchange Commission (SEC), the Financial Industry…
By – Marivic Cabural SummersLatest news
Plaid Inc. accused of collecting and selling private banking data
Edit: This article has been updated to include a statement from a Plaid Spokesperson. In July 2020 a…
By Jackie AllenDOJ aggressively prosecuting individuals involved in COVID-relief fraud
The U.S. Department of Justice (DOJ) in partnership with different law enforcement and other regulatory agencies remains active…
By Marivic Cabural SummersRialto Capital Management to pay $350K penalty to settle SEC charges
Rialto Capital Management, a registered investment management firm, agreed to a penalty of $350,000 to the Securities and…
By Marivic Cabural SummersDisney, Viacom to settle child privacy class-action lawsuit
The Walt Disney Company, along with Nickelodeon, the parent company of Viacom, and others have agreed to settle…
By Jackie AllenKodak pharma agreement on hold following stock inquiries
In late July, President Trump announced a $765 million loan to Kodak pharma to produce generic drug ingredients…
By Colby McCoyWorld Acceptance Corp to pay $21.7 million to settle SEC charges
World Acceptance Corporation (NASDAQ: WRLD), a consumer lender based in South Carolina, agreed to pay a total of…
By Marivic Cabural SummersFunko shareholder lawsuit dismissed, disappointing Q2 results released
Funko, Inc., the Everett, Washington, based maker of pop culture figurines won dismissal of a shareholders lawsuit. Reuters…
By Jackie AllenNew York Attorney General files lawsuit to dissolve the NRA
New York Attorney General Letitia James filed a lawsuit to dissolve the National Rifle Association (NRA), the largest…
By Marivic Cabural SummersSEC investigating insider trading of Kodak, Sen. Warren calls for action
The Securities and Exchange Commission (SEC) is investigating potential insider trading of shares of Eastman Kodak Company (NYSE:…
By Marivic Cabural SummersAlan Hansen 7th person to plead guilty in $2.5B DC Solar Ponzi scheme
On Thursday U.S. Attorney McGregor W. Scott announced the guilty plea of Alan Hansen, 49, of Vacaville, California.…
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