Business December 10, 2020
BlueCrest to pay $170 million to settle SEC charges over its inadequate disclosures
BlueCrest Capital Management Limited agreed to pay $170 million to settle a complaint filed by the Securities and Exchange Commission…
Business December 10, 2020
GE agrees to pay $200 million to settle SEC charges for allegedly misleading investors
General Electric Company (NYSE: GE) agreed to pay $200 million to settle a lawsuit filed by the Securities and Exchange…
Business July 29, 2020
VALIC Financial Advisors (VFA) to pay $40 million to settle SEC charges
The Securities and Exchange Commission (SEC) announced that VALIC Financial Advisors (VFA) agreed to pay approximately $40 million to settle…
Financial Investigations April 21, 2020
SEC orders three investment advisory firms to return money to investors
The Securities and Exchange Commission (SEC) ordered three investment advisory firms to reimburse investors harmed by their inadequate disclosure practices.…
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