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Tag: regulatory action

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Health

SEC charges Parallax Health Sciences for making false claims about COVID-19 efforts

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LendUp Loans settles CFPB lawsuit
Business

LendUp Loans to Pay $1.25 Million for Violating Military Lending Act (MLA)

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Business

JPMorgan Chase to pay $250M penalty over its deficient risk management and internal controls

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Yellowstone Capital settles FTC lawsuit
Business

VALIC Financial Advisors (VFA) to pay $40 million to settle SEC charges

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