Home Tags Regulatory action

FINRA Barclays fine

America

FINRA Barclays Fine Hits $325K Over Pandemic-Era Supervision Breakdown

Rihem Akkouche -

December 4, 2025

sec_logo_securities_and_exchange_commission

Health

SEC charges Parallax Health Sciences for making false claims about COVID-19 efforts

Marivic Cabural Summers -

July 7, 2021

Business

LendUp Loans to Pay $1.25 Million for Violating Military Lending Act (MLA)

Marivic Cabural Summers -

January 26, 2021

Business

JPMorgan Chase to pay $250M penalty over its deficient risk management and internal controls

Marivic Cabural Summers -

November 25, 2020

Yellowstone Capital settles FTC lawsuit

Business

VALIC Financial Advisors (VFA) to pay $40 million to settle SEC charges

Marivic Cabural Summers -

July 29, 2020

We are The People's Media. USA Herald covers everything from breaking news to investigative journalism. We also report on politics on the State and National levels.