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Health

SEC charges Parallax Health Sciences for making false claims about COVID-19 efforts

Marivic Cabural Summers -

July 7, 2021

Business

LendUp Loans to Pay $1.25 Million for Violating Military Lending Act (MLA)

Marivic Cabural Summers -

January 26, 2021

Business

JPMorgan Chase to pay $250M penalty over its deficient risk management and internal controls

Marivic Cabural Summers -

November 25, 2020

Business

VALIC Financial Advisors (VFA) to pay $40 million to settle SEC charges

Marivic Cabural Summers -

July 29, 2020

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Tag: regulatory action

SEC charges Parallax Health Sciences for making false claims about COVID-19 efforts

LendUp Loans to Pay $1.25 Million for Violating Military Lending Act (MLA)

JPMorgan Chase to pay $250M penalty over its deficient risk management and internal controls

VALIC Financial Advisors (VFA) to pay $40 million to settle SEC charges