America October 14, 2025
FINRA $650K Broker Fine Targets Miami Firm Over Compliance Lapses
A Miami-based brokerage, EFG Capital International, has agreed to pay $650,000 to settle Financial Industry Regulatory Authority (FINRA) allegations that…
America March 26, 2024
KuCoin and Founders Face US Prosecution
Manhattan federal prosecutors have dropped a legal bombshell, unveiling an indictment charging foreign cryptocurrency exchange KuCoin and its two China-based…
America January 19, 2024
Industrial and Commercial Bank of China Fined $32.4M
In a startling revelation, U.S. regulators disclosed on Friday that the Industrial and Commercial Bank of China (ICBC), a global…
America November 27, 2023
Binance Founder Flight Risk : A Legal Drama Unfolds
In the bustling corridors of Seattle’s federal courts, a high-stakes drama unfolds around Changpeng Zhao, the mastermind behind Binance, the…
America June 6, 2023
SEC lawsuit alleges Binance engaged in illegal activities and the misuse of funds
The Securities and Exchange Commission (SEC) took legal action on Monday against Binance, the leading global cryptocurrency exchange. The SEC…
Financial Investigations April 4, 2018
Aegis Capital Fined Into Submission for Failure to File Suspicious Activity Reports
Inaction and The Status Quo are Expensive “The clampdown on money laundering and corruption is the common responsibility of all…
Financial Investigations November 14, 2017
Western Union to Issue Refunds to Scammed Consumers
Between January 1, 2004 and January 19, 2017, consumers were scammed into sending more than $500 million to fraudsters through…
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