America December 21, 2020
Shipchain, Founded by John Monarch, Gets Shutdown via SEC Enforcement Action
🚨 11/20/24 🚨 False DMCA Takedown Attempt: John Monarch previously submitted a false DMCA Takedown to remove this article from…
Financial Investigations November 16, 2020
SEC orders these advisory firms, broker-dealers to return over $3 million to harmed investors
The Securities and Exchange Commission (SEC) ordered three investment advisory firms and two broker-dealers (also registered as advisory firms) to…
Business August 18, 2020
AllianceIT settles DOJ complaint that it discriminated against U.S. workers
AllianceIT, a staffing services company based in Pleasanton, California, reached an agreement with the Department of Justice (DOJ) to settle…
Business August 18, 2020
Centurylink faces enforcement action for violating anti-competitive deal with DOJ
The U.S. Department of Justice (DOJ) commenced an enforcement action against Centurylink (NYSE: CTL) for violating the terms of their…
Business June 24, 2020
SG Americas settles charges over inaccurate blue sheet data submissions
SG Americas Securities LLC, an investment management company, agreed to settle the charges filed against it by the Securities and…
Business June 1, 2020
SEC orders BitClave to return $25.5 million to be distributed to its ICO investors
BitClave PTE Ltd. agreed to settle the charges filed by the Securities and Exchange Commission (SEC), alleging that the blockchain…
Financial Investigations May 27, 2020
Ares Management to pay $1 million to settle SEC charges over its compliance failures
Ares Management, a private equity firm based in Los Angeles, California agreed to pay $1 million to resolve the charges…
California News May 22, 2020
SEC stops California investment adviser’s Ponzi scheme targeting seniors
The Securities and Exchange Commission (SEC) stopped an investment adviser and his entities’ Ponzi scheme targeting senior citizens in Southern…
Financial Investigations April 21, 2020
SEC orders three investment advisory firms to return money to investors
The Securities and Exchange Commission (SEC) ordered three investment advisory firms to reimburse investors harmed by their inadequate disclosure practices.…
Investigates April 20, 2020
FTC stops false claims that Isoprex is a “miracle” supplement for older adults
The Federal Trade Commission (FTC) stopped a Florida-based company from making false claims that its Isoprex supplement is a “miracle”…
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