Financial Investigations July 26, 2020
DOJ charges Trustify co-founder Daniel Boice for defrauding investors
Trustify Co-founder and CEO Daniel Boice is facing criminal charges filed by the Fraud Section of the U.S. Department of…
Investigates July 25, 2020
YouPlus founder Shaukat Shamim accused of fraud in fundraising efforts
The Securities and Exchange Commission (SEC) has charged Shaukat Shamin, founder and CEO of YouPlus, with defrauding his investors by…
Financial Investigations July 22, 2020
UBS to pay $10 million to settle SEC allegations of bond flipping
UBS Financial Services Inc. agreed to pay more than $10 million to settle charges filed by the Securities and Exchange…
Investigates July 20, 2020
SEC sues IIG co-founder David Hu for role in $60 million Ponzi-like scheme
David Hu, the co-founder and chief investment officer of International Investment Group LLC (IIG) is facing fraud charges in connection…
Business July 16, 2020
SEC sues Thunderbird Power for allegedly defrauding investors
The Securities and Exchange Commission (SEC) filed a lawsuit against Thunderbird Power and three individuals associated with the company for…
Business July 4, 2020
Alexion Pharmaceuticals to pay $21.4 million to settle FCPA violations
Alexion Pharmaceuticals agreed to pay $21.4 million to settle a complaint by the Securities and Exchange Commission (SEC) alleging that…
Business June 29, 2020
Novartis to pay $346 million to settle U.S. charges over alleged FCPA violations
Novartis AG, a global pharmaceutical company based in Switzerland, reached an out-of-court settlement with U.S. regulators to resolve all pending…
Financial Investigations June 29, 2020
Telegram to return $1.2 billion to investors to settle SEC charges
Telegram Group and its wholly-owned subsidiary TON Issuer agreed to return more than $1.2 billion in ill-gotten gains to investors…
Business June 24, 2020
SG Americas settles charges over inaccurate blue sheet data submissions
SG Americas Securities LLC, an investment management company, agreed to settle the charges filed against it by the Securities and…
Financial Investigations June 23, 2020
SEC alleges fraud, freezes Hvizdzak hedge fund
The Securities and Exchange Commission (SEC) filed charges on June 16, 2020, against three Pennsylvania entities and their owners who…
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