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SEC orders Argo Group International to pay civil penalty over disclosure failure
Argo Group International Holdings, Ltd., an insurance company based in Bermuda, agreed to settle the charges against it by the Securities and Exchange Commission (SEC). The Commission alleged that Argo…
By – Marivic Cabural SummersLatest news
Payment processor Qualpay settles FTC charges related to fraudulent MOBE business coaching
Qualpay, a payment processor based in California, agreed to settle the charges filed against it by the Federal…
By Marivic Cabural SummersSEC orders BitClave to return $25.5 million to be distributed to its ICO investors
BitClave PTE Ltd. agreed to settle the charges filed by the Securities and Exchange Commission (SEC), alleging that…
By Marivic Cabural SummersAres Management to pay $1 million to settle SEC charges over its compliance failures
Ares Management, a private equity firm based in Los Angeles, California agreed to pay $1 million to resolve…
By Marivic Cabural SummersPeloton sues NordicTrack maker Icon
Peloton, maker of the popular Peloton bike, is suing competitor Icon Health & Fitness Inc, maker of NordicTrack,…
By Rheanna ChouSEC stops California investment adviser’s Ponzi scheme targeting seniors
The Securities and Exchange Commission (SEC) stopped an investment adviser and his entities’ Ponzi scheme targeting senior citizens…
By Marivic Cabural SummersMorgan Stanley Smith Barney to pay $5 million to settle SEC charges
Morgan Stanley Smith Barney (MSSB) agreed to pay a penalty of $5 million to settle the administrative proceeding…
By Marivic Cabural SummersTech support scams’ credit card launderer to pay $6.75 million to settle FTC charges
A Canadian company that helped tech support scams in laundering credit card payments reached a settlement agreement with…
By Marivic Cabural SummersSEC orders three investment advisory firms to return money to investors
The Securities and Exchange Commission (SEC) ordered three investment advisory firms to reimburse investors harmed by their inadequate…
By Marivic Cabural SummersCheesecake Factory Unable to Make Storefront Rent Amidst Mass Shutdowns
The real-world consequences of mass shutdowns continue to materialize across the nation. Many backers of these shutdowns argue…
By Gabrielle SeunagalSEC halted cryptocurrency scam perpetrated a former Washington state senator
The Securities and Exchange Commission (SEC) stopped a cryptocurrency scam perpetrated by a former Washington state senator and…
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