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March 15, 2026

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Financial Investigations December 9, 2019

Dentist On Hoverboard While Operating Faces 43 Charges

” A new standard of care.” Those were the words Dr. Seth Lookhart sent in lightheartedness to friends after performing a dental procedure on a patient while riding a hoverboard.…

By – Jessica E. Williams
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Financial Investigations December 5, 2019
SEC sues Iconix Brand Group, its former top execs for committing fraud

The Securities and Exchange Commission (SEC) filed a lawsuit against Iconix Brand Group and its former top executives for…

By Catherine Davis
Financial Investigations November 29, 2019
SEC revokes registration of investment adviser engaged in $60 million securities fraud

The Securities and Exchange Commission (SEC) decided to revoke the registration of an investment adviser allegedly engaged in…

By Marivic Cabural Summers
Financial Investigations November 18, 2019
Supreme Court temporarily blocks House subpoena to get Trump tax returns

The Supreme Court of the United States temporarily blocked an appeals court ruling that allowed House Democrats to…

By Marivic Cabural Summers
Financial Investigations November 15, 2019
Trump files appeal to Supreme Court to keep his tax returns from Manhattan DA

President Donald Trump filed an appeal to the U.S. Supreme Court to stop the Manhattan District Attorney’s office…

By Catherine Davis
Financial Investigations November 13, 2019
SEC wins case against Ukrainian firm involved in manipulative trading schemes

The Securities and Exchange Commission (SEC) obtained a verdict against a Ukrainian firm and two individuals involved in…

By Catherine Davis
Financial Investigations November 7, 2019
SEC charges New York investment adviser for operating a multimillion-dollar Ponzi scheme

The U.S. Securities and Exchange Commission (SEC) filed a lawsuit against New York investment adviser for allegedly operating…

By Cedric Dent
Financial Investigations November 5, 2019
Joaquin Altenberg finally has his day in court

On September 24 to 26 Joaquin Altenberg finally appeared in Delaware Chancery Court which was proceeded by Vice…

By USA Herald
Financial Investigations October 17, 2019
SEC charges 18 Chinese traders for allegedly engaging in market manipulation

The Securities and Exchange Commission (SEC) filed a lawsuit against 18 Chinese traders for allegedly engaging in market…

By Marivic Cabural Summers
Financial Investigations October 13, 2019
SEC stops alleged $1.7 billion unregistered digital token offering

The Securities and Exchange Commission (SEC) stopped two offshore entities from conducting an alleged unregistered, ongoing digital token…

By Cedric Dent
Financial Investigations October 8, 2019
CFTC files fraud charges against two affiliate marketers for binary options

The U.S. Commodity Futures Trading Commission (CFTC) filed fraud charges against two affiliate marketers for binary options trading.…

By Cedric Dent

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