SEC - USA Herald - Page 15

Home Tags SEC

FTC investigation into Twitter data breach could cost $250M in fines

Investigates

FTC investigation into Twitter data breach could cost $250M in fines

Jackie Allen -

August 5, 2020

securities fraud, swedish cryptocurrency fraudster pleads guilty

Regulatory Actions

SEC charges Victor Farias with defrauding first responders out $14M

Jackie Allen -

August 3, 2020

Andrew Franzone, fomer race car team owner faces fraud charges

Financial Investigations

SEC charges former Georgia state legislator Dean Alford in Ponzi scheme

Marivic Cabural Summers -

August 1, 2020

Yellowstone Capital settles FTC lawsuit

Business

VALIC Financial Advisors (VFA) to pay $40 million to settle SEC charges

Marivic Cabural Summers -

July 29, 2020

Financial Investigations

DOJ charges Trustify co-founder Daniel Boice for defrauding investors

Marivic Cabural Summers -

July 26, 2020

YouPlus founder Shaukat Shamim accused of fraud in fundraising efforts

Investigates

YouPlus founder Shaukat Shamim accused of fraud in fundraising efforts

Jackie Allen -

July 25, 2020

UBS settles New York AG Investigation into Mortgage Securities for $230M

Financial Investigations

UBS to pay $10 million to settle SEC allegations of bond flipping

Marivic Cabural Summers -

July 22, 2020

uBiome founders face fraud charges

Investigates

SEC sues IIG co-founder David Hu for role in $60 million Ponzi-like scheme

Marivic Cabural Summers -

July 20, 2020

Business

SEC sues Thunderbird Power for allegedly defrauding investors

Marivic Cabural Summers -

July 16, 2020

Alexion Pharmaceuticals

Business

Alexion Pharmaceuticals to pay $21.4 million to settle FCPA violations

Marivic Cabural Summers -

July 4, 2020

1...141516...23 Page 15 of 23

We are The People's Media. USA Herald covers everything from breaking news to investigative journalism. We also report on politics on the State and National levels.