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Cantor Fitzgerald to pay $3.2 million to settle SEC violations related to its blue sheets submissions
Investigates

Cantor Fitzgerald to pay $3.2 million to settle SEC violations related to its blue sheets submissions

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SEC Order unregistered ICO
Financial Investigations

SEC halted cryptocurrency scam perpetrated a former Washington state senator

Marivic Cabural Summers -
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Kinetic Investment Group’s Fraudulent Securities Offering Halted by SEC
Business

Kinetic Investment Group’s Fraudulent Securities Offering Halted by SEC

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FTC sues Beam Financial
Business

FTC stops marketers of anti-aging supplement ReJuvenation from making false “cure-all” claims

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ABN AMRO Settles SEC Charges for Allegedly Mishandling Pre-Released ADRs
Financial Investigations

ABN AMRO Settles SEC Charges for Allegedly Mishandling Pre-Released ADRs

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USA Herald

SEC charges Swiss-based securities dealer for selling unregistered security-based swaps

Catherine Davis -
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ICE Agents
New York News

ICE arrested 31 immigrants during a 5-day enforcement action in New York

Marivic Cabural Summers -
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