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Cantor Fitzgerald to pay $3.2 million to settle SEC violations related to its blue sheets submissions

Investigates

Cantor Fitzgerald to pay $3.2 million to settle SEC violations related to its blue sheets submissions

Marivic Cabural Summers -

April 8, 2020

SEC Order unregistered ICO

Financial Investigations

SEC halted cryptocurrency scam perpetrated a former Washington state senator

Marivic Cabural Summers -

March 23, 2020

Kinetic Investment Group’s Fraudulent Securities Offering Halted by SEC

Business

Kinetic Investment Group’s Fraudulent Securities Offering Halted by SEC

Marivic Cabural Summers -

March 11, 2020

FTC sues Beam Financial

Business

FTC stops marketers of anti-aging supplement ReJuvenation from making false “cure-all” claims

Marivic Cabural Summers -

February 10, 2020

ABN AMRO Settles SEC Charges for Allegedly Mishandling Pre-Released ADRs

Financial Investigations

ABN AMRO Settles SEC Charges for Allegedly Mishandling Pre-Released ADRs

Marivic Cabural Summers -

February 7, 2020

sec_logo_securities_and_exchange_commission

USA Herald

SEC charges Swiss-based securities dealer for selling unregistered security-based swaps

Catherine Davis -

October 31, 2019

New York News

ICE arrested 31 immigrants during a 5-day enforcement action in New York

Marivic Cabural Summers -

May 27, 2019

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