Business December 10, 2020
GE agrees to pay $200 million to settle SEC charges for allegedly misleading investors
General Electric Company (NYSE: GE) agreed to pay $200 million to settle a lawsuit filed by the Securities and Exchange…
Financial Investigations November 16, 2020
SEC orders these advisory firms, broker-dealers to return over $3 million to harmed investors
The Securities and Exchange Commission (SEC) ordered three investment advisory firms and two broker-dealers (also registered as advisory firms) to…
Business November 13, 2020
SEC sues former Wells Fargo execs for deceiving investors over key performance metrics
The Securities and Exchange Commission (SEC) filed charges against two former top executives of Wells Fargo & Company (NYSE: WFC)…
Financial Investigations November 13, 2020
SEC Enforcement Division collected $1.26B penalties from unregistered ICOs in 2020
The U.S. Securities and Exchange Commission (SEC) recorded an unprecedented achievement this 2020 after its Enforcement Division seized around $4.68…
Business October 26, 2020
SEC charges Tradenet for Selling Unregistered Security-Based Swaps
Tradenet Capital Markets Ltd., an Israeli day-trading education firm is accused of violating U.S. federal securities laws in connection with…
Business October 23, 2020
Goldman Sachs settles probes into1MDB bribery scheme for over $2.9 billion
Goldman Sachs Group Inc. (NYSE: GS) agreed to pay more than $2.9 billion to settle investigations into its role in…
Financial Investigations October 21, 2020
Kik agrees to pay $5M to settle SEC lawsuit over its 2017 unregistered ICO
Kik Interactive finally decided to settle its legal battle with the U.S. Securities and Exchange Commission (SEC) in connection with…
Financial Investigations October 14, 2020
Brazilian investment firm J&F pleads guilty to bribery, agrees to pay $283M penalty
J&F Investimentos S.A. (J&F), a Brazilian investment firm admitted to engaging in a long-running bribery scheme. It agreed to pay…
Financial Investigations October 10, 2020
Robinhood users report fraudulent account activity, left in ‘limbo’ they say
Robinhood users are complaining that their funds have been fraudulently withdrawn from their accounts on the online stock and cryptocurrency…
Financial Investigations October 5, 2020
John McAfee accused of tax evasion and fraudulently promoting ICOs
John McAfee, a businessman, computer programmer, and the founder of the software company McAfee Associates, is facing two separate lawsuits…
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