Investigates July 20, 2020
SEC sues IIG co-founder David Hu for role in $60 million Ponzi-like scheme
David Hu, the co-founder and chief investment officer of International Investment Group LLC (IIG) is facing fraud charges in connection…
Business July 16, 2020
SEC sues Thunderbird Power for allegedly defrauding investors
The Securities and Exchange Commission (SEC) filed a lawsuit against Thunderbird Power and three individuals associated with the company for…
Business July 4, 2020
Alexion Pharmaceuticals to pay $21.4 million to settle FCPA violations
Alexion Pharmaceuticals agreed to pay $21.4 million to settle a complaint by the Securities and Exchange Commission (SEC) alleging that…
Business June 29, 2020
Novartis to pay $346 million to settle U.S. charges over alleged FCPA violations
Novartis AG, a global pharmaceutical company based in Switzerland, reached an out-of-court settlement with U.S. regulators to resolve all pending…
Financial Investigations June 29, 2020
Telegram to return $1.2 billion to investors to settle SEC charges
Telegram Group and its wholly-owned subsidiary TON Issuer agreed to return more than $1.2 billion in ill-gotten gains to investors…
Business June 24, 2020
SG Americas settles charges over inaccurate blue sheet data submissions
SG Americas Securities LLC, an investment management company, agreed to settle the charges filed against it by the Securities and…
Financial Investigations June 23, 2020
SEC alleges fraud, freezes Hvizdzak hedge fund
The Securities and Exchange Commission (SEC) filed charges on June 16, 2020, against three Pennsylvania entities and their owners who…
Financial Investigations June 18, 2020
AmTrust and its former CFO settle SEC charges for $10.5 million
The Securities and Exchange Commission (SEC) announced that AmTrust Financial Services Inc. and its former CFO Ronald E. Pipoly Jr.…
Business June 12, 2020
SEC files lawsuit against entities and individuals engage in microcap fraud scheme
The Securities and Exchange Commission (SEC) filed a complaint against five individuals and six offshore entities involved in a microcap…
Business June 11, 2020
SEC charges penny stock trader for allegedly engaging in pump-and-dump scheme
The Securities and Exchange Commission (SEC) filed a lawsuit against a penny stock trader in Santa Cruz, California for allegedly…
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