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SEC stops California investment adviser’s Ponzi scheme targeting seniors

California News

SEC stops California investment adviser’s Ponzi scheme targeting seniors

Marivic Cabural Summers -

May 22, 2020

Investors file class-action lawsuit against Block.one over its alleged “fraudulent scheme”

Business

Investors file class-action lawsuit against Block.one over its alleged “fraudulent scheme”

Marivic Cabural Summers -

May 21, 2020

uBiome founders face fraud charges

Investigates

SEC sues Applied BioSciences, Turbo Global over misleading claims related to COVID-19

Marivic Cabural Summers -

May 15, 2020

Morgan Stanley Smith Barney to pay $5 million to settle SEC charges

Financial Investigations

Morgan Stanley Smith Barney to pay $5 million to settle SEC charges

Marivic Cabural Summers -

May 13, 2020

uBiome founders face fraud charges

Investigates

SEC sues Praxsyn and its CEO over alleged COVID-19 scam

Marivic Cabural Summers -

May 1, 2020

SEC Order unregistered ICO

Investigates

SEC sues Dropil and its founders for allegedly conducting fraudulent ICO

Marivic Cabural Summers -

April 25, 2020

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Financial Investigations

SEC orders three investment advisory firms to return money to investors

Marivic Cabural Summers -

April 21, 2020

SEC awarded more than $27 million to whistleblower who helped in a successful enforcement action

USA Herald

SEC awarded more than $27 million to whistleblower who helped in a successful enforcement action

Marivic Cabural Summers -

April 17, 2020

IIG Managing Partner pleads guilty to Ponzi-like scheme

Investigates

SEC files lawsuit against former financial services executive for allegedly arranging bribery

Marivic Cabural Summers -

April 15, 2020

Cantor Fitzgerald to pay $3.2 million to settle SEC violations related to its blue sheets submissions

Investigates

Cantor Fitzgerald to pay $3.2 million to settle SEC violations related to its blue sheets submissions

Marivic Cabural Summers -

April 8, 2020

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