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SEC awarded more than $27 million to whistleblower who helped in a successful enforcement action

USA Herald

SEC awarded more than $27 million to whistleblower who helped in a successful enforcement action

Marivic Cabural Summers -

April 17, 2020

IIG Managing Partner pleads guilty to Ponzi-like scheme

Investigates

SEC files lawsuit against former financial services executive for allegedly arranging bribery

Marivic Cabural Summers -

April 15, 2020

Cantor Fitzgerald to pay $3.2 million to settle SEC violations related to its blue sheets submissions

Investigates

Cantor Fitzgerald to pay $3.2 million to settle SEC violations related to its blue sheets submissions

Marivic Cabural Summers -

April 8, 2020

SEC Order unregistered ICO

Financial Investigations

SEC halted cryptocurrency scam perpetrated a former Washington state senator

Marivic Cabural Summers -

March 23, 2020

Kinetic Investment Group’s Fraudulent Securities Offering Halted by SEC

Business

Kinetic Investment Group’s Fraudulent Securities Offering Halted by SEC

Marivic Cabural Summers -

March 11, 2020

SEC announces conditional regulatory relief for companies affected by coronavirus

Business

SEC announces conditional regulatory relief for companies affected by coronavirus

Marivic Cabural Summers -

March 7, 2020

Cardinal Health

Business

Cardinal Health to pay $8 million to settle its alleged violation of the Foreign Corrupt Practices Act

Marivic Cabural Summers -

March 5, 2020

uBiome founders face fraud charges

Financial Investigations

SEC Sued South Carolina Energy Companies for Allegedly Defrauding Investors

Marivic Cabural Summers -

March 3, 2020

Business

Wells Fargo to pay $35 million to settle charges related to its investment recommendation practice

Marivic Cabural Summers -

February 28, 2020

Investigates

Actor Steven Seagal settles SEC charges over his unlawful promotion of ICO

Marivic Cabural Summers -

February 27, 2020

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