March 31, 2026
Financial Investigations June 11, 2018
Merrill Lynch Breach of Fiduciary Responsibility The Securities and Exchange Commission levies hefty monetary penalties on preeminent Wall Street brokerage…
Financial Investigations June 7, 2018
Binary Options Scheme Jared J. Davis is the leader of an international binary options scheme. Recently, Davis becomes the recipient…
Financial Investigations June 7, 2018
Sham School Bilks Post 9/11 GI Bill For More Than $24 Million David Alvey receives a five year prison sentence…
Financial Investigations June 5, 2018
Illegal Robocalls Squelched The Federal Trade Commission crushes two related operations and their principals for facilitating billions of illegal robocalls…
Financial Investigations June 5, 2018
Abounding Copyright Infringement In 2012, the then 24-year-old Artur Sargsyan works as a hip-hop DJ in the sultry California club…
Financial Investigations June 5, 2018
Fraudulent Coin Offering Scheme The Securities and Exchange Commission obtains a court order halting an ongoing fraud. The illegal operation…
Financial Investigations June 5, 2018
Student Loan Debt Relief Scheme The defendants in two student loan debt relief cases agree to settle Federal Trade Commission…
Financial Investigations June 5, 2018
Trading Scheme Greed Run Rampant The Securities and Exchange Commission charges an employee of a prominent investment bank. The charges are a…
Financial Investigations June 1, 2018
Investment Advisers and Recurring Filing Failures The Securities and Exchange Commission announces settlements with more than a dozen registered investment…
Financial Investigations June 1, 2018
Breach of Fiduciary Responsibility and Conflicts of Interest The Securities and Exchange Commission publicizes the transgressions of a New York-based…
