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Interactive Brokers

Business

Interactive Brokers to pay $38M to settle with U.S. regulators

Marivic Cabural Summers -

August 11, 2020

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Business

World Acceptance Corp to pay $21.7 million to settle SEC charges

Marivic Cabural Summers -

August 9, 2020

Business

SEC investigating insider trading of Kodak, Sen. Warren calls for action

Marivic Cabural Summers -

August 6, 2020

FTC investigation into Twitter data breach could cost $250M in fines

Investigates

FTC investigation into Twitter data breach could cost $250M in fines

Jackie Allen -

August 5, 2020

securities fraud, swedish cryptocurrency fraudster pleads guilty

Regulatory Actions

SEC charges Victor Farias with defrauding first responders out $14M

Jackie Allen -

August 3, 2020

Andrew Franzone, fomer race car team owner faces fraud charges

Financial Investigations

SEC charges former Georgia state legislator Dean Alford in Ponzi scheme

Marivic Cabural Summers -

August 1, 2020

Yellowstone Capital settles FTC lawsuit

Business

VALIC Financial Advisors (VFA) to pay $40 million to settle SEC charges

Marivic Cabural Summers -

July 29, 2020

Financial Investigations

DOJ charges Trustify co-founder Daniel Boice for defrauding investors

Marivic Cabural Summers -

July 26, 2020

YouPlus founder Shaukat Shamim accused of fraud in fundraising efforts

Investigates

YouPlus founder Shaukat Shamim accused of fraud in fundraising efforts

Jackie Allen -

July 25, 2020

UBS settles New York AG Investigation into Mortgage Securities for $230M

Financial Investigations

UBS to pay $10 million to settle SEC allegations of bond flipping

Marivic Cabural Summers -

July 22, 2020

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