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novartis
Business

Novartis to pay $346 million to settle U.S. charges over alleged FCPA violations

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SEC Order unregistered ICO
Financial Investigations

Telegram to return $1.2 billion to investors to settle SEC charges

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SG Americas settles charges over inaccurate blue sheet data submissions
Business

SG Americas settles charges over inaccurate blue sheet data submissions

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uBiome founders face fraud charges
Financial Investigations

SEC alleges fraud, freezes Hvizdzak hedge fund

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uBiome founders face fraud charges
Financial Investigations

AmTrust and its former CFO settle SEC charges for $10.5 million

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penny stock, pump-and-dump stock manipulation scheme
Business

SEC files lawsuit against entities and individuals engage in microcap fraud scheme

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uBiome founders face fraud charges
Business

SEC charges penny stock trader for allegedly engaging in pump-and-dump scheme

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sec_logo_securities_and_exchange_commission
Financial Investigations

SEC orders Argo Group International to pay civil penalty over disclosure failure

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SEC Order unregistered ICO
Business

SEC orders BitClave to return $25.5 million to be distributed to its ICO investors

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sec_logo_securities_and_exchange_commission
Financial Investigations

Ares Management to pay $1 million to settle SEC charges over its compliance failures

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