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Thursday, February 27, 2020

Registered Broker-Dealer Settles Charges for Securities Related Violations

Rogue Broker-Dealer Electronic Transaction Clearing (ETC), a registered broker-dealer headquartered in Los Angeles, California, agrees to settle various Securities and Exchange Commission charges. The charges...
ATF investigating explosive theft Pennsylvania

ALERT: 640 Pounds of Explosives Stolen in Pennsylvania; ATF Offering $10K Reward for Info.

Federal authorities are offering a $10,000 reward for information on the theft of hundreds of pounds of explosives from a pipeline worksite in Pennsylvania. The...

Bollman Hat Company Settles Deceptive ‘Made in USA’ Certification

Made in USA The Pennsylvania based Bollman Hat Company and its wholly-owned subsidiary, SaveAnAmericanJob, LLC prides itself on ‘Made in USA’ products. Unfortunately for Bollman,...

Stormy Daniels Gives Interview on ABC’s ‘The View’

Adult film actress Stormy Daniels appeared on The View with her attorney Michael Avenatti earlier this morning. An Overview of the Stormy Daniels Interview Daniels, accompanied by...

Faith Based Fraud Scheme that Defrauds Elderly Investors

Prominent Pastor Defrauds Elderly Investors Late March, 2018, the Securities and Exchange Commission charges Kirbyjon Caldwell, Senior Pastor at Windsor Village United Methodist Church in...

Epic Gatekeeping Failure, Merrill Lynch, and Unregistered Securities

Unregistered Securities and China-Based Issuer The Securities and Exchange Commission reaches a settlement for charges against Wall Street behemoth, Merrill Lynch. The circumstances include the...

Rogue Broker-Dealer and Pump-and-Dump Fraud Scheme

Pump-and-Dump: By Any Means Necessary The Securities and Exchange Commission charges Wedbush Securities Inc., for failing to supervise employee Timary Delorme, a representative of the...

Mozido Company Founder Charged in Fraudulent Scheme

Top Level Executives and a Revolving Door Mozido Inc, headquartered in Austin, Texas, is a financial technology (FinTech) company that designs and delivers mobile payment...

Rampant Fraud and Unregistered Initial Coin Offering

Initial Coin Offering: Raise The Money and Run? Centra Tech co-founders Sohrab “Sam” Sharma and Robert Farkas are in “hot water” amidst their company’s initial...

SEC Freezes NASDAQ Listed Stock Sale for Longfin, amid Cryptocurrency Acquisition Announcement

SEC Freezes Longfin Corporation Stock Sale Proceeds The Securities and Exchange Commission continues to investigate the circumstances surrounding the massive sale of restricted shares of...

Must Read

Perplexed by how to contain virus, countries take tough steps

Saudi Arabia cut travel to Islam’s holiest sites, South Korea toughened penalties for those breaking quarantines and airports across Latin America looked for signs...