Do Americans Fully Understand the Tax Cuts and Jobs Act?
The Hill reports that all Americans may not fully understand the recently passed Tax Cuts and Jobs Act.
An Overview of the Tax Cuts and...
Faith Based Fraud Scheme that Defrauds Elderly Investors
Prominent Pastor Defrauds Elderly Investors
Late March, 2018, the Securities and Exchange Commission charges Kirbyjon Caldwell, Senior Pastor at Windsor Village United Methodist Church in...
Epic Gatekeeping Failure, Merrill Lynch, and Unregistered Securities
Unregistered Securities and China-Based Issuer
The Securities and Exchange Commission reaches a settlement for charges against Wall Street behemoth, Merrill Lynch. The circumstances include the...
Rogue Broker-Dealer and Pump-and-Dump Fraud Scheme
Pump-and-Dump: By Any Means Necessary
The Securities and Exchange Commission charges Wedbush Securities Inc., for failing to supervise employee Timary Delorme, a representative of the...
Mozido Company Founder Charged in Fraudulent Scheme
Top Level Executives and a Revolving Door
Mozido Inc, headquartered in Austin, Texas, is a financial technology (FinTech) company that designs and delivers mobile payment...
Rampant Fraud and Unregistered Initial Coin Offering
Initial Coin Offering: Raise The Money and Run?
Centra Tech co-founders Sohrab “Sam” Sharma and Robert Farkas are in “hot water” amidst their company’s initial...
SEC Issues Government Impostor Investor Alert
Government Impostor Scam Artists
In an increasingly hi-tech world, fraudsters are forced to be more creative than ever. This time, however, their tactic is counterintuitive...
SEC Freezes NASDAQ Listed Stock Sale for Longfin, amid Cryptocurrency Acquisition Announcement
SEC Freezes Longfin Corporation Stock Sale Proceeds
The Securities and Exchange Commission continues to investigate the circumstances surrounding the massive sale of restricted shares of...
Investment Adviser Firms Fined $12 Million by Securities and Exchange Commission
Investment Adviser Firms Fined
Geneos Wealth Management Inc., Securities America Advisors Inc., and PNC Investments LLC, are three investment adviser firms fined by the Securities...
Texas Company Charged by SEC for Ponzi Scheme Targeting Senior Citizens
Senior Citizens Fall Victim to Ponzi Scheme
On April 6, 2018, the Securities and Exchange Commission (SEC) charged a Texas entity - The Lifepay Group,...
Must Read
Baltimore athletic director accused of using a racist deepfake audio to...
A Baltimore high school athletic director, Dazhon Darien,31, was arrested and charged Thursday with using AI to create a deepfake audio. The voice recording...
